Finding the time, energy and resources to keep abreast of regulatory changes – and assessing their effect on existing compliance frameworks – can be a real business challenge in the financial services sector.
Nexia Edwards Marshall has the resources, specialist knowledge and proven expertise to ensure our clients comply with the rules and regulations involved with gaining and maintaining and Australian Financial Services Licence.
We’ve developed structures and processes to deliver fast, flexible and cost-effective solutions for AFSL holders. Managers need advice that is easy to understand and backed up with one-to-one contact.
When you are dealing with Nexia Edwards Marshall, you’re talking to people who understand what you need and care about your business.
Our engagement team will work with you to establish a service plan to suit your business and achieve all necessary regulatory requirements. We’ll handle your annual AFSL audit, audit your financial statements audits and provide reports on GS 007 (Audit Implications of the Use of Service Organisations for Investment Management Services), ASAE 3402 (Assurance Reports on Controls at a Service Organisation) and GS 003 (Audit and Review Requirements for Australian Financial Services Licensees under the Corporations Act 2001).